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Evidence & Assurance

Evidence is any artifact, record, claim, measurement, certificate, attestation, manifest, log, or report that can help a buyer, supplier, operator, assessor, or auditor decide whether a supply-chain-security practice is operating.

Evidence may be human-readable, machine-readable, signed, measured, hardware-rooted, process-based, or audit-derived. This section distinguishes evidence that merely documents a process from evidence that can be independently verified, retained, and reused.

Evidence Pages

Evidence areaDecision it supports
Identity & ProvenanceIs this the expected device, component, platform, supplier, or service, and where did it come from?
Integrity & AttestationIs this in an expected state now?
Software & Component TransparencyWhat software, firmware, hardware, or component elements are present?
Update & VulnerabilityWere updates authorized and are known exposures handled?
Lifecycle State & AuditIs the asset active, repaired, transferred, revoked, retired, or decommissioned?
Retention & ReuseCan evidence remain useful across later lifecycle decisions?

Evidence Maturity

LevelDescription
AssertionSupplier says a control exists
Documented processSupplier describes the process, owner, and scope
Produced artifactSupplier provides a record, manifest, certificate, SBOM, log, or report
Verifiable artifactRecipient can verify integrity, origin, freshness, or consistency
Lifecycle-retained evidenceEvidence is retained and updated across deployment, update, repair, transfer, and decommissioning

Practical Questions

Questions to ask suppliers

  • Who produces each evidence type, when is it generated, and what scope does it cover?
  • What makes the artifact verifiable: signature, issuer, hash, timestamp, measurement, log, or independent record?
  • How long will it remain available, and how will updates or superseded evidence be handled?

Questions to ask internally

  • What decision does the evidence support, and who relies on it?
  • What is the minimum useful evidence for the decision, and what would be stronger?
  • Where will the evidence be retained so it can be reused after acceptance?

Questions to ask assessors / auditors

  • Can each evidence item be tied to a claim, control, lifecycle stage, product scope, and verification path?
  • Are freshness, completeness, exceptions, and retention visible?
  • Does the evidence package distinguish assertion, process description, produced artifact, verifiable artifact, and lifecycle-retained evidence?

Questions to ask implementers

  • What system, workflow, or owner produces each evidence item?
  • What metadata is needed for later verification and correlation?
  • How will evidence be refreshed after update, repair, transfer, vulnerability disclosure, or decommissioning?

Practical Use

Use this section with the Evidence Checklist, Supplier Questions, and the Lifecycle Map.